Resources and Guidance
The Office of Audit and Advisory Services welcomes questions or requests for assistance from the campus community. Following are some additional resources that faculty, staff, and students may find helpful. If you have questions or requests not covered below, contact us!
UT Dallas Policies and Procedures
State of Texas and UT System Resources
- State of Texas Statutes
- UT System Policy Library
- UT System Regents’ Rules
- UT System Audit Office – Independent internal audit appraisal for UT System activities
- State Auditor’s Office – The independent auditor for Texas state government
- State Auditor’s Office Reports
- Fraud, Waste, or Abuse Reporting
Helpful Resources Related to Risk, Governance, and Compliance
- Association of College and University Auditors – audit, risk, and compliance resources
- ISACA – information security, assurance, risk management, and governance
- Higher Education Compliance Alliance – repository of information and resources for compliance with federal laws and regulations
- Society of Corporate Compliance and Ethics – compliance resources and training
- Committee of Sponsoring Organizations of the Treadway Commission – development of frameworks and guidance on enterprise risk management, internal control and fraud deterrence
- University Risk Management and Insurance Association – risk management in higher education
- National Council of University Research Administrators – research administration education and information
- Council on Governmental Relations – Advice and information regarding federal regulations for colleges and universities
- National Association of College and Business Officers – education and information regarding higher education business practices and accounting
Top 20 Departmental Risks
Want to find out how to minimize your department’s risks? Our risk can help you identify some of the most common risks, policies and procedures, and training options. If you would like the risk list, have any questions, or would like to learn more on how you can reduce risks in your department, email the Office of Audit and Advisory Services.